INDEPENDENT INVESTMENT ADVICE UNDER MIFID II
Main Article Content
Abstract
The paper deals with independent investment advice institute under MiFID II. The content of this paper is mainly characterization of the institute and analysis of selected issues associated with its prospective application, along with the distinction of independent and non-independent investment advice. The paper focuses primarily on analysis of assessment of a sufficiently wide range of financial instruments as a conceptual characteristic of independent investment advice. Attention is also given to the question of “limited” independent investment advice. Within the paper the author points out several problematic issues that might lower the legal certainty level of the investment firms providing independent investment advice in the future.
Article Details
Copyright and originality of the offered manuscript
1. It is assumed that the manuscript offered has not been previously published. It is expected that the authors will inform the editorial board of TLQ if the entire manuscript, its parts or some relevant results have been previously published in a different publication at the level of an article in a reviewed scientific magazine or monograph. Should the editorial board of TLQ conclude that this condition was not fulfilled the review process may be terminated.
2. It is assumed that the submitted manuscript is an original academic work. If that is not the case the author needs to provide information regarding all circumstances that could raise doubts whether the manuscript is the outcome of original research.
3. By submitting the manuscript the author acknowledges that after the publication in The Lawyer Quarterly her/his work will be made available online to the Internet users and also kept by the Library of the Academy of Sciences of the Czech Republic. Author's rights to further use the work remain unabridged.